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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书

Investor and Industry Perspectives on Investment Advisers and Broker-dealers
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发表于2025-01-03

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书


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出版者:
作者:Angela A. Hung (EDT)/ Clancy, Noreen (EDT)/ Dominitz, Jeff (EDT)/ Talley, Eric (EDT)/ Berrebi, Claud
出品人:
页数:228
译者:
出版时间:2008-3
价格:$ 54.24
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isbn号码:9780833044037
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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书 图书描述

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书
Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书
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Investor and Industry Perspectives on Investment Advisers and Broker-dealers 2025 pdf epub mobi 电子书

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